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Robert Joseph Graham

Charles Schwab & CO., Inc.

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About Robert Joseph Graham

Robert Graham is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Charles Schwab & Co., Inc. as a Registered Representative and Investment Advisor Representative. Robert previously worked at Fidelity Brokerage Services LLC, AXA Advisors, LLC, Murphy & Durieu and Labranche & Co. LLC. Robert holds a Series 66 license. Robert's areas of expertise include investment management, financial planning and selection of other advisers.

Firm Information

Robert Graham is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Robert Graham’s Registration & Firm History

NY

01/04/2020 - Present

Charles Schwab & CO., Inc. (New York City NY)

NJ

08/29/2011 - 04/08/2019

FIDELITY BROKERAGE SERVICES LLC (MILLBURN NJ)

NJ

04/25/2008 - 08/17/2011

AXA ADVISORS, LLC (EDISON NJ)

NY

01/02/2004 - 08/31/2007

MURPHY & DURIEU (NEW YORK NY)

NY

10/19/2001 - 01/02/2004

LABRANCHE & CO. LLC (NEW YORK NY)

NY

10/01/2000 - 10/24/2001

BOCKLET & COMPANY, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/22/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2008

Series 7 - General Securities Representative Examination

BC

Issued 01/13/2000

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 04/22/1999

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Joseph Graham.
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