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Robert Joseph Feldman

Fidelity Brokerage Services LLC

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About Robert Joseph Feldman

Robert Feldman is a financial advisor at Fidelity Brokerage Services LLC. He has been in the industry since August 24, 1993, and holds several licenses and certifications, including Series 4, 6, 7, 9, 10, 63, and SIE. Robert has a strong background in securities, options, and investment company products. Robert is registered in Kentucky, Massachusetts, Ohio, Texas, and Utah.

Firm Information

Robert Feldman is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Feldman’s Registration & Firm History

KY

08/25/1993 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 09/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/2009

Series 4 - Registered Options Principal Examination

BC

Issued 06/20/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/07/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/1996

Series 7 - General Securities Representative Examination

BC

Issued 08/24/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Joseph Feldman.
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