Unclaimed
Robert Feldman is a financial advisor at Fidelity Brokerage Services LLC. He has been in the industry since August 24, 1993, and holds several licenses and certifications, including Series 4, 6, 7, 9, 10, 63, and SIE. Robert has a strong background in securities, options, and investment company products. Robert is registered in Kentucky, Massachusetts, Ohio, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/25/1993 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 09/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2009
Series 4 - Registered Options Principal Examination
BC
Issued 06/20/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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