Unclaimed
Robert Evans is a financial professional with over 2 years of experience in the securities industry. Robert has a strong background in the financial markets and is dedicated to providing clients with personalized investment advice. Prior to joining Mizuho Securities USA LLC, Robert worked at Credit Suisse Securities (USA) LLC and MUFG Securities Americas Inc. Robert is registered in the state of New York and holds the Series 7TO, SIE, and Series 63 licenses. Robert is committed to providing his clients with the highest level of service and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/19/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/21/2021 - 01/31/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/24/2020 - 07/16/2021
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
BC
Issued 09/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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