Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Joseph Buttarazzi is an investment advisor representative at Stifel, Nicolaus & Company, Inc. with over 30 years of experience in the financial services industry. Robert is registered with the Securities and Exchange Commission (SEC) and is licensed in multiple states. Robert is a Series 7 and Series 63 license holder. Robert holds a Series 65 license which allows him to offer investment advisory services. Robert has worked at a number of prominent firms including Wachovia Securities, LLC and A. G. Edwards & Sons, Inc. Robert has held multiple roles including investment advisor representative, financial advisor and broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/09/2009 - Present
Stifel, Nicolaus & Company, Inc. (FREDERICK MD)
VA
01/01/2008 - 01/22/2009
WACHOVIA SECURITIES, LLC (LEESBURG VA)
VA
10/08/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LEESBURG VA)
NC
09/12/1991 - 07/07/1992
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 09/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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