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Robert Joseph Braun

Convergence Financial

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About Robert Joseph Braun

Robert Joseph Braun is a registered representative with Convergence Financial, LLC and holds Series 7, 6, 63, 65, and 24 licenses. Robert Braun has been in the financial services industry since August 2006. Robert Braun has experience in various fields including Insurance, Real Estate, and Tax Preparation. Robert Braun is a member of the Apple Valley Toastmasters Club and Apple Valley Rotary.

Firm Information

Robert Braun is currently registered with Convergence Financial. Convergence Financial is a registered investment advisor headquartered in Columbia, Missouri. The firm offers financial planning, pension consulting, and portfolio management services to individuals, corporations, and charitable organizations. Convergence Financial has approximately $422 million in regulatory assets under management.
Convergence Financial

3919 S. PROVIDENCE ROAD

COLUMBIA, MO 65203

$422.44M

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Braun’s Registration & Firm History

MN

06/20/2019 - Present

Convergence Financial (Apple Valley MN)

MN

08/24/2006 - 06/25/2019

WADDELL & REED (BLOOMINGTON MN)

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Licenses & Designations

IA

Issued 07/24/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/01/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2009

Series 7 - General Securities Representative Examination

BC

Issued 08/23/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Joseph Braun.
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