Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bonaventura has been a registered representative for over 30 years. He is currently registered with Ceros Financial Services, Inc. and holds the following licenses: Series 63, Series 7, Series 9, Series 10, Series 24, Series 79TO, Series 99TO and the SIE. Robert has previously worked at Arete Wealth Management, LLC, National Securities Corporation, Laidlaw & Company (UK) LTD., Sands Brothers & Co., LTD. and Rodman & Renshaw Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
10/03/2023 - Present
Ceros Financial Services, Inc. (ROCKVILLE MD)
NY
07/21/2022 - 09/07/2023
ARETE WEALTH MANAGEMENT, LLC (White Plains NY)
CT
12/19/2013 - 07/21/2022
NATIONAL SECURITIES CORPORATION (SOUTH NORWALK CT)
CT
10/01/2004 - 12/19/2013
LAIDLAW & COMPANY (UK) LTD. (STAMFORD CT)
NY
01/30/1991 - 10/27/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IL
03/20/1990 - 01/01/1991
RODMAN & RENSHAW INC. (CHICAGO IL)
BC
Issued 04/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/09/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Robert Bonaventura is the right advisor for you? Invested Better is here to help.
