Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Piano has been in the financial services industry for over 20 years, working as an investment banker and registered representative. He holds a Series 7, Series 63, and SIE license and specializes in Investment Banking. Robert is currently registered with Brean Capital, LLC, and is also licensed to practice in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/25/2016 - Present
Brean Capital, LLC (NEW YORK NY)
NY
08/29/2011 - 11/28/2016
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
10/24/2002 - 07/19/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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