Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Marquardt is a financial advisor with over 28 years of experience in the industry. Robert is currently registered with Wells Fargo Clearing Services, LLC. He holds Series 3, 4, 7, 8, 9, 10, 63, and 65 licenses. Robert has previously been registered with McDonald Investments Inc. and First Union Securities, Inc. Robert has worked with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC in Cleveland, Ohio. Robert is a Certified Financial Planner. Robert has a special focus on providing financial planning, portfolio management, and investment consulting services to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/09/2023 - Present
Wells Fargo Clearing Services, LLC (PEPPER PIKE OH)
OH
09/26/2001 - 01/28/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
MO
11/30/1998 - 09/04/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
WI
01/18/1994 - 12/08/1998
EVEREN CLEARING LLC (MILWAUKEE WI)
IA
Issued 11/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/1999
Series 4 - Registered Options Principal Examination
BC
Issued 07/16/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2004
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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