Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Jon Kautzmann is a financial professional with over 30 years of experience in the industry. Robert Jon Kautzmann is currently registered with J.p. Morgan Securities LLC. Previously, Robert Jon Kautzmann was associated with RBC Capital Markets, LLC, CIBC Oppenheimer Corp., Banca IMI Securities Corp. and Mabon, Nugent & Co. Robert Jon Kautzmann holds licenses for Series 63, 9, 10, 8, 24, SIE and Series 7. Robert Jon Kautzmann is licensed in Connecticut, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
02/13/2019 - Present
J.p. Morgan Securities LLC (MORRIS PLAINS NJ)
NY
12/07/1998 - 08/08/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/13/1995 - 10/06/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
04/30/1991 - 05/26/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
07/23/1987 - 04/30/1991
MABON, NUGENT & CO.
BC
Issued 08/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/29/1992
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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