Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Carlson is a financial professional with over 20 years of experience in the industry. Robert has a broad background in the financial services industry, having previously worked at Morgan Stanley & Co., Incorporated, Lehman Brothers Inc., Barclays Capital Inc., and MUFG Securities (Canada), LTD.. Robert is currently employed by Mufg Securities Americas Inc. and is registered to conduct business in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/06/2014 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/02/2016 - 10/17/2017
MUFG SECURITIES (CANADA), LTD. (New York NY)
NY
05/06/2002 - 02/27/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/01/2000 - 11/30/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/16/1997 - 05/24/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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