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Robert John Wade

Penserra Securities, LLC

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About Robert John Wade

Robert John Wade has been in the financial services industry since 1993. Robert is currently registered with Penserra Securities, LLC in New York, New York. Previous employers include VCG SECURITIES, LLC, GAR WOOD SECURITIES, LLC, CANTOR FITZGERALD & CO., SCOTT & STRINGFELLOW, INC., RAYMOND JAMES & ASSOCIATES, INC., and FREEMAN SECURITIES COMPANY, INC.. Robert is a Series 7, Series 55, Series 63, SIE, Series 57TO and Series 79TO licensed professional.

Firm Information

Robert Wade is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Wade’s Registration & Firm History

NY

01/31/2012 - Present

Penserra Securities, LLC (New York NY)

NY

09/03/2009 - 01/27/2012

VCG SECURITIES, LLC (NEW YORK NY)

NY

08/31/2009 - 09/13/2010

GAR WOOD SECURITIES, LLC (NEW YORK NY)

NJ

10/08/2007 - 08/31/2009

CANTOR FITZGERALD & CO. (SHREWSBURY NJ)

NJ

05/13/2003 - 10/11/2007

SCOTT & STRINGFELLOW, INC. (RED BANK NJ)

FL

05/17/1999 - 05/30/2003

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NJ

05/21/1993 - 05/20/1999

FREEMAN SECURITIES COMPANY, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/29/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/20/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert John Wade.
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