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Robert John Viscovich

Pershing LLC

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About Robert John Viscovich

Robert Viscovich has been working in the securities industry since January 18, 1995. Robert is currently registered with Pershing LLC, and has previously worked at BNY MELLON CAPITAL MARKETS, LLC, WORLDCO, L.L.C., and BEAR, STEARNS & CO. INC.. Robert is licensed in all states, and has a wide range of licenses including Series 7, 9, 10, 52, 55, 57, and 63. Robert has been with Pershing LLC since June 9, 1999.

Firm Information

Robert Viscovich is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Viscovich’s Registration & Firm History

NY

06/09/1999 - Present

Pershing LLC (NEW YORK NY)

NY

01/02/2014 - 08/07/2017

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/04/1997 - 05/04/1999

WORLDCO, L.L.C. (NEW YORK NY)

NY

12/14/1994 - 09/02/1997

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/30/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert John Viscovich.
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