Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Travis is an investment professional with over 37 years of experience in the financial services industry. Robert John Travis is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated as a Registered Representative in New Jersey and Texas. Previously, Robert John Travis has been registered with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., PaineWebber Incorporated, Underhill Associates, Incorporated and American Capital Financial Services, Inc. Robert John Travis is also registered as an Investment Advisor Representative in New Jersey and Texas. Robert John Travis holds the Series 6, 7, 63 and 65 licenses and the SIE Exam. Robert John Travis has experience working with individuals, high-net-worth individuals, corporations, pension plans, insurance companies, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/04/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RED BANK NJ)
NJ
06/01/2009 - 11/04/2011
MORGAN STANLEY SMITH BARNEY (SHREWSBURY NJ)
NJ
08/20/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
NJ
10/18/1985 - 08/22/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/21/1985 - 10/28/1985
UNDERHILL ASSOCIATES, INCORPORATED
NA
05/10/1984 - 12/12/1984
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
IA
Issued 10/8/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/7/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 5/7/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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