Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Thetreault is a registered investment advisor representative in South Carolina. Robert has been in the financial services industry since July 1988. Robert is currently employed by MML Investors Services, LLC, where holds the position of Registered Representative. MML Investors Services, LLC is a registered broker-dealer and investment advisor with offices in Springfield, MA. Robert previously worked for MSI Financial Services, Inc., Royal Alliance Associates, Inc., VeraVest Investments, Inc., W.S. Griffith & Co., Inc., and First Investors Corporation. Robert has passed the Series 63, 65, 7, 4, 24, 52TO, SIE and 53 exams. Robert holds the Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
SC
08/09/2019 - Present
MML Investors Services, LLC (Charleston SC)
NC
12/06/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
CT
10/17/2003 - 12/17/2009
ROYAL ALLIANCE ASSOCIATES, INC. (ELLINGTON CT)
MA
04/17/1996 - 10/20/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
CT
09/10/1992 - 04/16/1996
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
07/05/1989 - 09/10/1992
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NA
12/07/1987 - 11/22/1988
FIRST INVESTORS CORPORATION
IA
Issued 03/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/04/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/29/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1992
Series 7 - General Securities Representative Examination
BC
Issued 12/04/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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