Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Smith is a financial advisor with over 38 years of experience in the industry. Smith is currently registered with MML Investors Services, LLC and has been with the firm since May 2011. Prior to joining MML Investors Services, Smith was registered with NYLIFE SECURITIES LLC. Smith holds several securities licenses, including Series 6, 7, 22, and 66. Smith specializes in providing financial planning, portfolio management, and investment advice to individuals, businesses, and corporations. Smith also provides insurance brokerage services through RJ Smith Insurance & Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
01/12/2023 - Present
MML Investors Services, LLC (Palm Springs CA)
CA
12/18/1984 - 05/17/2011
NYLIFE SECURITIES LLC (RANCHO MIRAGE CA)
BOTH
Issued 03/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Smith is the right advisor for you? Invested Better is here to help.
