Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Roderick is a financial advisor with over 20 years of experience in the financial services industry. Robert is currently registered with Empower Financial Services, Inc. and has been with the firm since 2016. Prior to joining Empower Financial Services, Inc., Robert was with GWFS EQUITIES, INC., Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., John Hancock Funds, LLC, Signator Investors, Inc., and Putnam Retail Management Limited Partnership. Robert holds Series 6, 7, 26, and 63 licenses as well as the SIE exam. Robert is registered in Massachusetts and New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
09/12/2016 - Present
Empower Financial Services, Inc. (ANDOVER MA)
MA
11/18/2009 - 08/18/2015
GWFS EQUITIES, INC. (ANDOVER MA)
NH
01/01/2008 - 01/20/2009
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NH
02/20/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MERRIMACK NH)
MA
11/22/2004 - 07/06/2006
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
09/23/2003 - 11/22/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/12/1998 - 08/25/2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 08/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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