Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Rittereiser is a financial advisor with over 25 years of experience in the industry. Robert is currently registered with LPL Financial LLC and has been with the firm since 2013. Prior to joining LPL, Robert worked for Sanders Morris Harris Inc, Quasar Distributors, LLC, UBS Financial Services Inc, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/12/2013 - Present
LPL Financial LLC (BOSTON MA)
VA
05/10/2013 - 06/14/2013
SANDERS MORRIS HARRIS INC. (FAIRFAX VA)
ME
04/20/2011 - 09/30/2011
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
PA
09/09/2002 - 10/19/2010
UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)
NY
08/15/1997 - 09/11/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2007
Series 3 - National Commodity Futures Examination
BC
Issued 08/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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