Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Richards has been in the financial services industry for over 40 years and holds a variety of licenses and certifications. Robert is a Certified Financial Planner and holds a Series 7, Series 63, Series 24 and a Series 6TO. He is also registered with the state of New Jersey as an Investment Advisor Representative (IAR) and currently works with Commonwealth Financial Network. Robert's experience includes working with individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Robert works with a variety of financial planning needs including retirement planning, college planning, estate planning, and investment management. Robert is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/13/2020 - Present
Commonwealth Financial Network (Toms River NJ)
NJ
11/14/2017 - 01/10/2020
AMERIPRISE FINANCIAL SERVICES, INC. (Toms River NJ)
NJ
01/02/2015 - 12/08/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (TOMS RIVER NJ)
NJ
10/01/2007 - 01/02/2015
NATIONAL PLANNING CORPORATION (TOMS RIVER NJ)
NJ
08/17/1993 - 10/01/2007
CAPITAL ANALYSTS, INCORPORATED (TOMS RIVER NJ)
AZ
11/19/1989 - 08/17/1993
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
08/17/1981 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 06/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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