Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Palfreyman is a financial advisor at Morgan Stanley. Robert has been in the financial services industry since 2012. He is a Certified Financial Planner and holds a variety of licenses including the Series 3, 7, 63, and 66. He is registered in 53 states and has experience with a wide range of clients including high net worth individuals, corporations, and pension plans. Robert is also an adjunct faculty member at Brigham Young University where he teaches online classes about Excel. Prior to joining Morgan Stanley, Robert worked at E*TRADE Securities LLC and Charles Schwab & Co., Inc. Robert is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
03/17/2023 - Present
Wealthpenn.comllc (Sandy UT)
UT
02/01/2013 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
TX
12/18/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 9/7/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/7/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/15/2013
Series 3 - National Commodity Futures Examination
BC
Issued 1/31/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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