Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Palatella is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since August 2017. Prior to Wells Fargo Clearing Services, LLC, Robert was with Morgan Stanley. Robert is licensed to provide investment advice in 39 states and has a Series 7, Series 63, and Series 65 license. Robert's prior work experience includes time at Morgan Stanley DW Inc., Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/10/2017 - Present
Wells Fargo Clearing Services, LLC (LA JOLLA CA)
CA
06/01/2009 - 08/07/2017
MORGAN STANLEY (LA JOLLA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LA JOLLA CA)
CA
06/18/2004 - 04/02/2007
MORGAN STANLEY DW INC. (LAJOLLA CA)
MO
07/01/2003 - 06/24/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/08/1992 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/23/1986 - 05/13/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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