Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Moore is a securities professional with over 12 years of experience in the financial industry. Robert has a Series 7, Series 63, Series 79 and SIE licenses. Robert is currently registered with Apollo Global Securities, LLC and is based in New York, NY. Robert was previously registered with Credit Suisse Securities (USA) LLC and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
04/06/2015 - 02/16/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/05/2011 - 03/03/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 09/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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