Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Mitchell is a financial advisor who has been in the industry since 2002. Robert is currently registered with Stoever, Glass & Co. Inc. and Empire Investment Inc. Robert has experience in a variety of financial services, including investment banking and operations. Robert has also held registrations with several other firms over the years. Robert is currently licensed in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/09/2022 - Present
Stoever, Glass & Co. Inc. (NEW YORK NY)
NA
05/23/2002 - 10/17/2019
LAKERIDGE CAPITAL INC. (ONTARIO )
NY
05/24/2005 - 06/22/2016
PIN FINANCIAL, LLC (NEW YORK NY)
NY
02/27/2015 - 03/23/2015
LAKE CHAMPLAIN BROKERAGE SERVICES LLC (NEW YORK NY)
FL
12/17/2012 - 01/28/2014
INTERCOASTAL CAPITAL MARKETS, INC. (BOCA RATON FL)
NY
12/15/2010 - 11/08/2011
HABERMAN BROS. (NEW YORK NY)
FL
01/28/2008 - 04/05/2010
ARMONK CAPITAL SECURITIES LLC (MIAMI FL)
NY
01/07/2010 - 04/01/2010
EMERALD INVESTMENTS, INC. (NEW YORK NY)
NY
06/19/2002 - 07/14/2009
INSTITUTIONAL SERVICES UNLIMITED, INC. (NEW YORK CITY NY)
NY
06/10/2004 - 03/08/2005
CHURCH STREET SECURITIES CORP. (FREEPORT NY)
NY
12/19/2003 - 04/22/2004
CITADEL SECURITIES CORP. (FREEPORT NY)
NY
06/08/1998 - 08/25/1998
PARKER BROMLEY LTD. (GARDEN CITY NY)
NY
08/25/1997 - 09/09/1997
WIN CAPITAL CORP. (BAYVILLE NY)
BC
Issued 10/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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