Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Maw is a financial advisor with Cambridge Investment Research Advisors, Inc. Robert has been in the industry since 1993. Robert specializes in a number of investment areas, including portfolio management for individuals, businesses and investment companies. Robert is registered with both FINRA and the SEC. Robert has worked for several firms in the past including Multi-Financial Securities Corporation, IFG Network Securities, Inc., Financial Network Investment Corporation and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NM
01/03/2017 - Present
Cambridge Investment Research Advisors, Inc. (Albuquerque NM)
NM
01/01/2004 - 08/04/2008
MULTI-FINANCIAL SECURITIES CORPORATION (ALBUQUERQUE NM)
GA
06/26/2000 - 01/01/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
CA
05/18/1994 - 06/29/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NJ
05/03/1993 - 05/20/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/27/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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