Unclaimed
Robert Manning has been a securities professional since December 1991. Robert is currently registered with Cantor Fitzgerald & Co. and CF Secured, LLC. Robert is also registered in 52 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/14/2022 - Present
Cantor Fitzgerald & Co. (SUMMIT NJ)
NY
06/25/2021 - 04/28/2022
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
06/11/2018 - 05/05/2020
RONIN PROFESSIONAL LLC (NEW YORK NY)
IL
11/18/2016 - 06/08/2018
RONIN CAPITAL, LLC (CHICAGO IL)
NY
11/01/2010 - 10/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/09/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/03/2006 - 02/09/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/13/2003 - 05/02/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/21/1989 - 05/07/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/05/1991 - 04/03/1995
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
BC
Issued 12/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 57 - Securities Trader Exam
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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