Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Lee is a financial advisor with over 10 years of experience in the financial services industry. Robert John Lee is currently registered with Osaic Institutions, Inc. and holds Series 63, 66, 7 and SIE licenses. Previously, Robert John Lee has worked for Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp., and John Thomas Financial. Robert John Lee specializes in providing financial planning, portfolio management for individuals, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2022 - Present
Osaic Institutions, Inc. (New York NY)
NY
11/05/2015 - 03/29/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
10/01/2012 - 10/29/2015
J.P. MORGAN SECURITIES LLC (EDGEWATER NJ)
NJ
06/25/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EDGEWATER NJ)
NY
12/02/2009 - 02/26/2010
JOHN THOMAS FINANCIAL (NEW YORK NY)
BOTH
Issued 08/31/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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