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Robert John Larkins

Loop Capital Markets LLC

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About Robert John Larkins

Robert Larkins is a financial professional with over 30 years of experience in the industry. Robert has a strong background in securities, with expertise in municipal securities and general securities. Robert is currently a Registered Representative with Loop Capital Markets LLC, based in San Francisco. Prior to this, Robert worked for Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Wedbush Securities Inc., Lehman Brothers Inc., and Morgan Stanley & Co., Incorporated. Robert holds the Series 7, 52, 53, and 63 licenses.

Firm Information

Robert Larkins is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Robert Larkins’s Registration & Firm History

CA

09/14/2020 - Present

Loop Capital Markets LLC (SAN FRANCISCO CA)

CA

04/02/2012 - 07/14/2020

RAYMOND JAMES & ASSOCIATES, INC. (SAN FRANCISCO CA)

CA

11/02/2011 - 03/14/2013

MORGAN KEEGAN & COMPANY, INC. (SAN FRANCISCO CA)

CA

05/13/2008 - 11/01/2011

WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)

CA

03/21/2003 - 01/18/2008

LEHMAN BROTHERS INC. (SAN FRANCISCO CA)

NY

04/12/1991 - 02/24/2003

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

01/22/1988 - 03/05/1988

CITICORP SECURITIES MARKETS, INC.

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Licenses & Designations

BC

Issued 11/24/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1993

Series 7 - General Securities Representative Examination

BC

Issued 12/19/1985

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert John Larkins.
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