Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Kovacs is a financial advisor registered with LPL Financial LLC. Robert has been in the industry since 1988 and has a wide range of experience, having worked with firms such as HSBC Securities (USA) Inc., Royal Alliance Associates, Inc., and Integrated Resources Equity Corporation. Robert is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (TROY NY)
NY
01/30/2015 - 02/02/2016
CETERA INVESTMENT SERVICES LLC (TROY NY)
NY
05/15/2012 - 02/02/2015
LPL FINANCIAL LLC (LATHAM NY)
NY
01/01/2005 - 05/15/2012
HSBC SECURITIES (USA) INC. (TROY NY)
NY
05/30/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
AZ
06/18/1998 - 05/21/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
11/19/1989 - 08/02/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/18/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 06/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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