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Robert John Harmatys

Bankers Life Securities, Inc.

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About Robert John Harmatys

Robert Harmatys is a financial professional with experience in the securities industry. Robert is currently registered with Bankers Life Securities, Inc. in Augusta, ME. Robert has held previous positions with ProEquities, Inc., most recently in Augusta, ME. Robert has a Series 6 and Series 63 license as well as the Securities Industry Essentials Examination (SIE). Robert is registered in Indiana, Maine, Minnesota, New York and Virginia.

Firm Information

Robert Harmatys is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Harmatys’s Registration & Firm History

ME

05/26/2016 - Present

Bankers Life Securities, Inc. (AUGUSTA ME)

ME

01/16/2015 - 05/26/2016

PROEQUITIES, INC. (AUGUSTA ME)

ME

02/08/2013 - 04/30/2013

PROEQUITIES, INC. (SCARBOROUGH ME)

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Licenses & Designations

BC

Issued 04/15/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert John Harmatys.
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