Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gorman is a financial advisor with LPL Financial LLC, a registered investment advisor and broker-dealer. Robert has been in the financial services industry for over 30 years. He is licensed in the state of Texas and several other states. Robert has experience in providing investment advisory services to individuals, families, and businesses. He holds a Series 7, 6, 63, and 65 licenses, as well as the SIE exam. He is also a registered representative of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/22/2024 - Present
LPL Financial LLC (CORPUS CHRISTI TX)
TX
04/29/2016 - 03/27/2024
WELLS FARGO CLEARING SERVICES, LLC (CORPUS CHRISTI TX)
TX
10/23/2009 - 05/02/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORPUS CHRISTI TX)
TX
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CORPUS CHRISTI TX)
NA
06/02/1994 - 01/01/1998
NATIONSSECURITIES
CA
10/28/1992 - 05/06/1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MA
12/23/1991 - 10/15/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 10/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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