Unclaimed
Robert John Gomez is a financial advisor with ADP Broker-Dealer, Inc., a firm that is registered with the Securities and Exchange Commission (SEC). Robert Gomez joined the firm on January 23, 2020 and previously worked at GWFS Equities, Inc. He also worked at J.P. Morgan Institutional Investments Inc.. Robert Gomez is licensed to provide financial services in the State of New Jersey and across 52 states in the United States. He holds the Series 63, Series 7, Series 6TO, and SIE licenses. Robert Gomez has been in the financial services industry since January 19, 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/23/2020 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
CO
09/02/2014 - 01/25/2017
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
VA
01/24/2006 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (VIRGINIA BEACH VA)
BC
Issued 01/06/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/25/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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