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Robert John Gomez

ADP Broker-Dealer, Inc.

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About Robert John Gomez

Robert John Gomez is a financial advisor with ADP Broker-Dealer, Inc., a firm that is registered with the Securities and Exchange Commission (SEC). Robert Gomez joined the firm on January 23, 2020 and previously worked at GWFS Equities, Inc. He also worked at J.P. Morgan Institutional Investments Inc.. Robert Gomez is licensed to provide financial services in the State of New Jersey and across 52 states in the United States. He holds the Series 63, Series 7, Series 6TO, and SIE licenses. Robert Gomez has been in the financial services industry since January 19, 2009.

Firm Information

Robert Gomez is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Gomez’s Registration & Firm History

NJ

01/23/2020 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

CO

09/02/2014 - 01/25/2017

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

VA

01/24/2006 - 09/02/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (VIRGINIA BEACH VA)

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Licenses & Designations

BC

Issued 01/06/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/25/2017

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert John Gomez.
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