Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Garofolo is a financial professional with over 28 years of experience in the securities industry. He is currently registered with Seaport Global Securities LLC. Robert has held previous positions at BMO Capital Markets Corp., Deutsche Bank Securities Inc., Cantor Fitzgerald & Co., and Lehman Brothers Inc. Robert holds FINRA Series 7, 55, 57TO, and SIE licenses. He is also licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/08/2024 - Present
Seaport Global Securities LLC (CHICAGO IL)
IL
08/09/2012 - 07/21/2023
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
IL
12/04/2009 - 08/13/2012
DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)
IL
04/02/2007 - 11/16/2009
CANTOR FITZGERALD & CO. (CHICAGO IL)
IL
08/23/1994 - 04/05/2007
LEHMAN BROTHERS INC. (CHICAGO IL)
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Robert Garofolo is the right advisor for you? Invested Better is here to help.
