Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Fink is an investment advisor representative who has been in the industry since August 7, 1996. Robert currently holds active licenses as a registered investment advisor in California and Texas. Robert is registered with Rockefeller Financial LLC and has a branch office located in Walnut Creek, California. Prior to joining Rockefeller Financial LLC, Robert was employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oakland, California. Robert has passed the Series 63, Series 65, Series 7, Series 31, and SIE exams. Robert is a Certified Financial Planner. Robert's primary specialization is in the areas of financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/06/2021 - Present
Rockefeller Financial LLC (San Francisco CA)
CA
08/08/1996 - 09/09/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)
IA
Issued 09/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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