Unclaimed
Robert John Decker is a financial advisor with Wells Fargo Clearing Services, LLC in NEW YORK, NY. Robert has been in the financial industry since 1993 and has experience with Credit Suisse Securities (USA) LLC and J.P. Morgan Securities LLC. Robert specializes in providing financial advice to a wide range of clients, including individuals, corporations, and charitable organizations. Robert holds multiple licenses, including Series 6, 7, 63, and 65. Robert's current registrations include: * Registered Representative in New Jersey, New York, and Texas. * Investment Adviser Representative in New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/21/2020 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
05/08/2015 - 03/08/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/01/2008 - 05/21/2015
J.P. MORGAN SECURITIES LLC (new york NY)
NY
10/30/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/12/1998 - 11/28/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
09/14/1993 - 01/05/1998
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
IA
Issued 06/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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