Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Davies is a registered representative with Morgan Stanley & Co. LLC. Robert Davies has been in the securities industry since May 4, 2023 and holds Series 63, SIE, Series 86 and Series 87 licenses. Robert Davies is registered with the Financial Industry Regulatory Authority (FINRA). Robert Davies is also registered with the state securities regulators in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/04/2023 - Present
Morgan Stanley & Co. LLC (NEW YORK NY)
BC
Issued 01/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/14/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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