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Robert John Cipriano

Daiwa Capital Markets America Inc.

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About Robert John Cipriano

Robert John Cipriano is a securities professional with over 30 years of experience in the financial industry. Robert is currently registered with Daiwa Capital Markets America Inc. He has a strong track record of success in the securities industry, holding licenses for Series 7, Series 99, and Series 63. Prior to his current role, Robert was a registered representative with ABN AMRO SECURITIES (USA) LLC.

Firm Information

Robert Cipriano is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Cipriano’s Registration & Firm History

NY

01/10/2024 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NJ

01/03/2019 - 01/04/2024

ABN AMRO SECURITIES (USA) LLC (NEW BRUNSWICK NJ)

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Licenses & Designations

BC

Issued 11/11/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2019

Series 99 - Operations Professional Examination

BC

Issued 08/29/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert John Cipriano.
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