Unclaimed
Robert John Barrett is a financial advisor with over 20 years of experience in the industry. Robert currently holds registrations with the following firms: BTIG, LLC, Cantor Fitzgerald & Co., BNP Paribas Securities Corp., GFI Securities LLC, and J.P. Morgan Securities Inc.. Robert John Barrett is registered in 11 states including California, Connecticut, District of Columbia, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania and Texas. Robert John Barrett has passed several industry exams including Series 63, Series 24, SIE and Series 7. Robert John Barrett is registered in 11 states including California, Connecticut, District of Columbia, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2022 - Present
Btig, LLC (New York NY)
NY
01/17/2012 - 05/09/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/18/2010 - 11/30/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
02/05/2009 - 02/09/2010
GFI SECURITIES LLC (NEW YORK NY)
NY
10/01/2008 - 02/09/2009
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/15/2002 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NA
03/27/1990 - 05/04/1993
CHEMICAL SECURITIES, INC.
BC
Issued 06/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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