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Robert John Baron

Btig, LLC

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About Robert John Baron

Robert John Baron is a securities professional with over 20 years of experience in the financial industry. Robert is currently registered with BTIG, LLC as a broker and registered with the following states: California, Colorado, Connecticut, Georgia, Illinois, Massachusetts, New Jersey, New York, and Texas. Before joining BTIG, LLC, Robert was employed with BARCLAYS CAPITAL INC. and Lehman Brothers Inc. Robert holds the following licenses: Series 3, 7, 55, 57TO, and SIE. Robert also holds the Series 63 state license.

Firm Information

Robert Baron is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Baron’s Registration & Firm History

NJ

05/16/2014 - Present

Btig, LLC (RED BANK NJ)

NY

09/22/2008 - 08/24/2012

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/23/1999 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/27/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/02/2004

Series 3 - National Commodity Futures Examination

BC

Issued 06/22/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert John Baron.
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