Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert John Banasiak is a financial advisor with Janney Montgomery Scott LLC. Robert has been in the financial industry since 1966 and has a strong track record of providing financial advice to individuals, businesses, and institutions. Robert is registered with FINRA and the state of Florida and is licensed to sell securities in multiple states. In addition to his experience and licenses, Robert holds the Series 7TO, Series 8, Series 63, and Series 1 licenses and the SIE exam. Prior to joining Janney Montgomery Scott LLC, Robert worked at several other firms, including Morgan Stanley, Citigroup Global Markets Inc., UBS Financial Services Inc., Legg Mason Wood Walker, Incorporated, and Prudential Securities Incorporated. Robert is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
04/11/2017 - Present
Janney Montgomery Scott LLC (STUART FL)
FL
06/01/2009 - 05/20/2013
MORGAN STANLEY (STUART FL)
FL
10/19/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STUART FL)
FL
06/16/2000 - 11/05/2007
UBS FINANCIAL SERVICES INC. (STUART FL)
MD
05/08/1995 - 06/28/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
10/22/1981 - 05/18/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/23/1973 - 11/22/1982
BRUNS, NORDEMAN, REA & CO.
NA
09/06/1966 - 11/23/1973
BRUNS, NORDEMAN, REA & CO.
BC
Issued 05/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1988
PC - AMEX Put and Call Exam
BC
Issued 09/02/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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