Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sternthal is a financial professional with over 20 years of experience in the industry. Currently, Robert is a registered representative with Piper Sandler & Co., a leading investment bank and financial services firm. Robert's prior experience includes roles at Rubicon Capital Advisors, CohnReznick Capital, Metcap Securities, LLC, and Credit Suisse Securities (USA) LLC. Robert holds a Series 7, Series 24, Series 63, Series 79TO, Series 99TO, and SIE. Robert has a deep understanding of the financial markets and has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/12/2021 - Present
Piper Sandler & Co. (HOUSTON TX)
NY
06/08/2018 - 05/01/2020
RUBICON CAPITAL ADVISORS (NEW YORK NY)
NY
03/14/2012 - 04/23/2018
COHNREZNICK CAPITAL (NEW YORK NY)
NY
12/05/2008 - 01/03/2012
METCAP SECURITIES, LLC (NEW YORK NY)
NY
07/09/2001 - 10/17/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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