Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dorfman is an investment advisor representative with UBS Asset Management (americas) LLC, located in Palm Beach Gardens, FL. Robert has been in the financial industry since 1994. Robert is also an active Investment Advisor Representative. Robert has a Series 7, Series 63, and Series 65 license and holds securities registrations in Florida, Alabama, Georgia, Mississippi, Louisiana, and Puerto Rico. Robert has worked with a number of firms in the past, including UBS Paine Webber Inc., Mitchell Hutchins Asset Management Inc., and PaineWebber Incorporated. Robert specializes in portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
10/06/2009 - Present
UBS Asset Management (americas) LLC (PALM BEACH GARDENS FL)
NJ
05/01/1998 - 01/17/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/29/1996 - 04/28/1998
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
NJ
11/15/1994 - 02/08/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 04/22/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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