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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Johnston is a financial advisor with Raymond James & Associates, Inc. in MOBILE, AL. Robert has been working in the financial services industry since 1997. Robert is registered with the state of AL as both a Broker-Dealer and Investment Advisor Representative. Robert is also registered with the state of TX as a Broker-Dealer and Investment Advisor Representative. Robert has experience working at several firms, including STIFEL, NICOLAUS & COMPANY, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
08/02/2024 - Present
Raymond James & Associates, Inc. (MOBILE AL)
AL
08/14/2009 - 07/16/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MOBILE AL)
AL
06/09/2006 - 08/14/2009
UBS FINANCIAL SERVICES INC. (MOBILE AL)
LA
09/12/2000 - 05/02/2006
WHITNEY SECURITIES, L.L.C. (NEW ORLEANS LA)
NC
02/14/2000 - 08/02/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
03/27/1997 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
BOTH
Issued 07/25/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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