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Robert Jennings Morphis

Northwestern Mutual Investment Services, LLC

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About Robert Jennings Morphis

Robert Morphis is a financial professional with over 10 years of experience in the financial services industry. Robert is currently registered with Northwestern Mutual Investment Services, LLC, and has been with the firm since 2014. Robert holds Series 6, 7, 63, and 65 licenses and is a registered investment advisor in North Carolina. Robert has a passion for helping clients achieve their financial goals and is committed to providing personalized service. In addition to providing financial advice, Robert is also a self-published author and the treasurer of the Foothills Arts Council.

Firm Information

Robert Morphis is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

500 W 5th St Ste 604

WINSTON SALEM, NC 27101

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Morphis’s Registration & Firm History

NC

01/05/2015 - Present

Northwestern Mutual Investment Services, LLC (WINSTON SALEM NC)

NC

11/18/2011 - 11/18/2013

W&S BROKERAGE SERVICES, INC. (NORTH WILKESBORO NC)

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Licenses & Designations

IA

Issued 1/3/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/1/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Jennings Morphis.
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