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Robert Jeffrey Hawkins

U.s. Bancorp Investments, Inc.

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About Robert Jeffrey Hawkins

Robert Hawkins is a financial advisor with over 25 years of experience in the industry. Robert is currently registered with U.s. Bancorp Investments, Inc. and has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Capital Brokerage Corporation, Talbot Financial Services, Inc., SAFECO Investment Services, Inc., and Seafirst Investment Services, Inc. Robert holds a Series 7 and Series 63 license as well as the SIE exam. Robert offers a range of services including financial planning, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Robert Hawkins is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Robert Hawkins’s Registration & Firm History

WA

07/13/2012 - Present

U.s. Bancorp Investments, Inc. (Seattle WA)

WA

10/23/2009 - 07/17/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)

WA

01/02/2004 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (FEDERAL WAY WA)

VA

10/12/2001 - 12/31/2003

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

NM

06/01/1999 - 04/20/2000

TALBOT FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)

MA

02/15/1999 - 06/01/1999

SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)

VA

05/07/1997 - 01/29/1999

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

WA

06/19/1996 - 12/02/1996

SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)

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Licenses & Designations

IA

Issued 01/26/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/30/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Jeffrey Hawkins.
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