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Robert Jay Davis

Northwestern Mutual Investment Services, LLC

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About Robert Jay Davis

Robert Davis has been in the financial services industry for over 49 years, specializing in investment services. Robert has a long history in the industry, having worked previously with Robert W. Baird & Co. Incorporated and Nathan & Lewis Securities, Inc.. He has also held a Series 8 (General Securities Sales Supervisor), Series 1 (Registered Representative), Series 63 (Uniform Securities Agent State Law), Series 66 (Uniform Combined State Law), Series 7TO (General Securities Representative), and SIE (Securities Industry Essentials) licenses. Robert is currently registered with Northwestern Mutual Investment Services, LLC. in Stamford, CT. Robert is a licensed advisor in Connecticut, Florida, Massachusetts and New York.

Firm Information

Robert Davis is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Davis’s Registration & Firm History

CT

11/01/1973 - Present

Northwestern Mutual Investment Services, LLC (Stamford CT)

WI

08/06/1986 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

07/08/1981 - 08/27/1986

NATHAN & LEWIS SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 09/22/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/1986

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Jay Davis.
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