Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Davis is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Georgetown, Kentucky. Robert has been in the financial industry since 2002. Robert is registered with the Securities and Exchange Commission (SEC) and has passed the Series 7, Series 63, and Series 65 exams. Robert specializes in providing financial planning services to individuals, businesses, corporations, and retirement plans. Robert also provides portfolio management services and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
05/26/2022 - Present
Raymond James Financial Services Advisors, Inc. (Georgetown KY)
KY
06/22/2018 - 12/06/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Georgetown KY)
KY
09/12/2016 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (Florence KY)
OH
01/12/2015 - 09/15/2016
WESBANCO SECURITIES, INC. (HARRISON OH)
KY
10/31/2011 - 04/22/2014
CETERA INVESTMENT SERVICES LLC (CRESTVIEW HILLS KY)
OH
06/16/2010 - 10/18/2011
PNC INVESTMENTS (CINCINNATI OH)
KY
11/18/2008 - 05/27/2009
LPL FINANCIAL CORPORATION (UNION KY)
OH
08/22/2002 - 06/02/2008
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
11/22/2000 - 08/21/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
07/22/1999 - 09/01/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/22/1999 - 09/01/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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