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Robert Jay Bookbinder

B. Riley Wealth Management

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About Robert Jay Bookbinder

Robert Jay Bookbinder is a financial advisor with over 25 years of experience in the industry. Robert is currently registered with B. Riley Wealth Management and has previously worked for several other firms, including National Securities Corporation, VFinance Investments, Inc., Paulson Investment Company, Inc., Prudential Securities Incorporated and Dean Witter Reynolds Inc. Robert holds FINRA Series 7, 31 and 63 licenses as well as the SIE exam. Robert is licensed to provide financial advisory services in 36 states.

Firm Information

Robert Bookbinder is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Bookbinder’s Registration & Firm History

NY

07/22/2022 - Present

B. Riley Wealth Management (New York NY)

NY

11/17/2012 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

11/07/2005 - 12/17/2012

VFINANCE INVESTMENTS, INC (NEW YORK NY)

OR

03/03/2003 - 11/08/2005

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

NY

10/12/1999 - 03/05/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

10/02/1996 - 10/19/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 10/14/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Jay Bookbinder.
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