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Robert jason Santiago Ongjunco

Capital ONE Securities, Inc.

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About Robert jason Santiago Ongjunco

Robert jason Santiago Ongjunco is a financial professional licensed to conduct business in Louisiana. Robert jason has been in the financial services industry since 2017 and is currently affiliated with Capital One Securities, Inc.. Robert jason holds the Series 7, Series 99, and SIE securities registrations.

Firm Information

Robert jason Ongjunco is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert jason Ongjunco’s Registration & Firm History

LA

12/08/2021 - Present

Capital ONE Securities, Inc. (NEW ORLEANS LA)

TX

09/08/2017 - 02/12/2019

CAPITAL ONE INVESTING, LLC (Plano TX)

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Licenses & Designations

BC

Issued 12/07/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert jason Santiago Ongjunco.
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