Unclaimed
Robert Sanderson is a financial advisor who has been active in the financial industry since April 14, 2000. Robert is currently registered with Loop Capital Markets LLC and has been with the firm since May 8, 2019. Prior to joining Loop Capital Markets LLC, Robert was employed at MKM PARTNERS LLC, BROADPOINT AMTECH, INC., and BANC OF AMERICA SECURITIES LLC. Robert holds several securities licenses including Series 7, Series 24, Series 63, Series 66, Series 86 and Series 87. Robert is currently registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
FL
05/08/2019 - Present
Loop Capital Markets LLC (Lake Worth FL)
CT
03/11/2013 - 04/17/2019
MKM PARTNERS LLC (STAMFORD CT)
CA
02/03/2003 - 04/14/2009
BROADPOINT AMTECH, INC. (SAN FRANCISCO CA)
NY
02/11/1999 - 07/26/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 07/01/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/28/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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