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Robert Jason Maloof

Pershing LLC

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About Robert Jason Maloof

Robert Jason Maloof is an investment professional with over 25 years of experience in the financial industry. Robert is currently registered with Pershing LLC and BNY Mellon Capital Markets, LLC. He has previously held positions at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Robert holds the Series 63, Series 79, Series 7, and Series 52TO licenses and is registered in 52 states. He is a dedicated professional committed to providing exceptional financial advice to clients.

Firm Information

Robert Maloof is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Maloof’s Registration & Firm History

NY

04/12/2017 - Present

Pershing LLC (NEW YORK NY)

NY

08/05/2003 - 05/12/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

04/09/1997 - 07/15/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 03/04/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Jason Maloof.
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