Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Jaouen is a financial professional with over a decade of experience in the industry. Robert has a strong background in securities and investment advising, having held roles at several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Inc., Wells Fargo Advisors, LLC, and Northeast Securities, Inc. Robert is currently registered as a Registered Representative and Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds licenses in New Jersey and Texas. Robert's expertise spans a range of services including portfolio management for individuals and businesses, pension consulting, and educational seminars. Robert is committed to providing personalized financial guidance to clients, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/06/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
04/12/2011 - 02/27/2012
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NJ
08/23/2010 - 04/19/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
12/23/2009 - 08/06/2010
NORTHEAST SECURITIES, INC. (NEW YORK NY)
NJ
11/07/2008 - 11/06/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (MILLSTONE TWP NJ)
IA
Issued 11/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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